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Indian equity mutual funds: simple tax for most NRIs, a real trap for US ones

When you sell an Indian equity mutual fund, India taxes the gain at 12.5% if you held it over a year, or 20% if less. That's the whole story for most NRIs. If you live in the US, there's a catch the IRS calls PFIC, and it changes everything. Here's both, plus who can actually buy these funds and how to keep your money repatriable.

Last reviewed: 4 July 20266 min readBy Vipul Sharma, Founder · reviewed by Preetesh Maloo, CA

For Gulf NRI

Default Indian TDS 20% · your treaty rate 10%. We get the lower rate applied and recover the gap.

Key takeaways

  • India taxes equity-fund gains at 12.5% long-term (above ₹1.25 lakh a year) and 20% short-term. Your treaty doesn't cut this.
  • US NRIs: every Indian fund is a PFIC, so you file Form 8621 every year. Direct shares (not PFICs) are often cleaner.
  • Many fund houses won't onboard new US or Canada residents, though a good number still do.
  • Invest from NRE rather than NRO if you'll want to move the money abroad freely later.

Sources · checked 4 July 2026

  • Section 112A: 12.5% long-term capital gains on equity funds and listed shares, above the ₹1.25 lakh exemption (post Finance Act 2024)
  • Section 111A: 20% short-term capital gains on equity funds and listed shares (post Finance Act 2024)
  • Section 196A: 20% TDS on income distributions (IDCW) from mutual fund units to non-residents, reducible to the treaty rate with a TRC
  • Article 13 of India's tax treaties: India taxes capital gains on Indian shares at source
  • IRC Section 1297 and Form 8621 (US): every foreign mutual fund is a PFIC; Section 1296 is the mark-to-market election
  • Section 10(4)(ii) and 10(15)(iv)(fa): NRE and FCNR interest are exempt from Indian tax

Each figure and section is verified against the primary sources on every review: the Income-tax Act and Rules (incometax.gov.in), RBI and FEMA (rbi.org.in), and the relevant tax-treaty texts.

How Indian equity funds are taxed for NRIs

When you sell an Indian equity mutual fund, India taxes your gain. The rate depends only on how long you held it.

How long you held itTax on the gain
More than 12 months (long-term)12.5%, on gains above ₹1.25 lakh a year
12 months or less (short-term)20%

These are the same rates residents pay, under Section 112A for long-term and Section 111A for short-term. The first ₹1.25 lakh of long-term gains each year is tax-free.

Here's how it works out. Say you redeem with a ₹5 lakh long-term gain. The first ₹1.25 lakh is free, and you pay 12.5% on the remaining ₹3.75 lakh, so about ₹47,000, plus cess.

Your fund house deducts this when you redeem, and you settle the exact figure in your tax return. One thing to know: your tax treaty does not cut this. India gets to tax capital gains on Indian shares at source (Article 13), so the 12.5% is simply the cost. The only exception is older holdings for Singapore and Mauritius residents, covered in the questions below.

US NRIs: the PFIC trap

If you live in the US, stop before you buy an Indian mutual fund. The IRS treats every foreign fund as a PFIC (a Passive Foreign Investment Company), and PFICs are taxed harshly.

Leave it alone and the default US rules apply: your gain gets spread back across every year you held the fund and taxed at the top rate for each of those years, plus an interest charge. The effective rate can top 50% on a long-held fund.

The usual way out is the mark-to-market election. You report each fund's gain every year based on its 31 December value, and you file Form 8621 for every fund, every year. Make the election in the first year you own the fund.

Honestly, most US NRIs are better off skipping Indian mutual funds altogether. Direct Indian shares are not PFICs, and a US-based India or emerging-markets fund gives you similar exposure without the paperwork. Canada has a milder version of this under Section 94.1, so Canadian NRIs should take local advice too.

Can US and Canada NRIs buy them?

It's a mixed picture. Plenty of Indian fund houses won't take on new investors who live in the US or Canada, because of the FATCA reporting it triggers, but a good number still do. If a house you want is closed to US or Canada residents, and you held a fund there before you moved, that folio usually stays redeem-only: you can sell, but not add.

If you want Indian equity exposure from the US, direct listed shares through an NRO or PIS demat account are the cleaner route.

NRE or NRO: it decides how easily you get the money out

Where you invest from decides how freely you can take the proceeds abroad.

NRE-funded: your redemption lands back in your NRE account and is freely repatriable, with no annual cap.

NRO-funded: it lands in NRO, which is capped at USD 1 million a year for repatriation.

The Indian tax is the same either way. So if you'll want to move the money abroad later, invest from NRE where you can. NRE can only be topped up with money sent from overseas, so this works for foreign-currency surplus, not for money already sitting in NRO.

Where equity funds fit

Equity funds are a growth holding, not a safe one. They swing hard from year to year, so they suit a horizon of five years or more and money you won't need soon.

For Gulf, Singapore and Hong Kong NRIs they're clean: no PFIC issue, usually no tax back home, just the Indian 12.5% to manage. For US NRIs the PFIC friction makes them a poor fit. For anything shorter than five years, a deposit is the safer home.

Where to park itRiskIndian tax
Equity mutual fundHigh12.5% long-term, above ₹1.25 lakh
NRE fixed depositLowNone
FCNR (USD) depositLowNone

Most portfolios hold both: deposits for what you'll need soon, equity funds for long-term growth.

Country-by-country tax-after-DTAA

Your effective rate depends on where you live

Same product, 31 different post-treaty outcomes. Sorted by lowest effective Indian tax first. Source: India's notified DTAAs and CBDT TDS rate chart, cross-checked country-by-country.

CountryDefault TDSTreaty rateSaving
Saudi Arabia20%5%15%
Malaysia20%5%15%
Hong Kong20%5%15%
Sri Lanka20%7.5%12.5%
UAE20%10%10%
UK20%10%10%
Qatar20%10%10%
Germany20%10%10%
Netherlands20%10%10%
Kuwait20%10%10%
France20%10%10%
Ireland20%10%10%
Switzerland20%10%10%
Japan20%10%10%
South Africa20%10%10%
Kenya20%10%10%
Sweden20%10%10%
Norway20%10%10%
Thailand20%10%10%
Indonesia20%10%10%
Luxembourg20%10%10%
Austria20%10%10%
Poland20%10%10%
Finland20%10%10%
China20%10%10%
Vietnam20%10%10%
Israel20%10%10%
Tanzania20%10%10%
Uganda20%10%10%
Oman20%12.5%7.5%
Singapore20%15%5%
Australia20%15%5%
South Korea20%15%5%
New Zealand20%15%5%
Mauritius20%15%5%
Spain20%15%5%
Portugal20%15%5%
Belgium20%15%5%
Brazil20%15%5%
US20%no DTAA
Canada20%no DTAA
Nigeria20%no DTAA
Bahrain20%no DTAA
Denmark20%no DTAA
Philippines20%no DTAA
Italy20%no DTAA

Default TDS includes 4% Health and Education Cess. Treaty rate reflects the headline DTAA rate (cess and surcharge add on per the taxpayer's slab). The Bahrain “no DTAA” row reflects the fact that India and Bahrain have only a Tax Information Exchange Agreement (TIEA) signed 2012 — no comprehensive treaty.

Work out your exact treaty rate

Frequently asked questions

Common questions about Indian equity mutual funds: simple tax for most NRIs, a real trap for US ones

On long-term gains (held over 12 months): 12.5% on the part above the ₹1.25 lakh yearly exemption, plus cess. On short-term gains (12 months or less): 20%, plus cess. It's deducted at source, and any over-deduction comes back when you file your return.

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Disclaimer: This page is for educational purposes only. The data shown is sourced from public AMFI / RBI / Income Tax Department / CBDT publications. We are not a SEBI-registered Investment Adviser and do not make product recommendations. For personalised tax or investment advice, please consult a qualified Chartered Accountant or SEBI-registered Investment Adviser. The country-by-country DTAA rates are based on India's notified treaties as of July 2026; treaty positions can change via protocol amendments and CBDT notifications.