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Capital Gains (Securities)

Selling shares in an unlisted or private Indian company, as an NRI

You hold shares in a private or unlisted Indian company and are selling your stake, and the tax rules feel different from listed shares.

Your shares are not in a listed company you can sell on the exchange; they are in a private or unlisted Indian company, a startup you backed, a family business, an employer's unlisted stock. Selling them is a negotiated deal, often at a price you and the buyer agree, and that is exactly where the tax rules get particular. Price it too low and both you and the buyer can be taxed on the gap, and as a non-resident there is a specific rate and a reporting layer that a listed-share sale does not have.
Last reviewed: 26 July 20268 min readReviewed by Preetesh Maloo, CA

The short answer

You cannot sell unlisted shares below their fair market value without consequences on both sides: the seller is taxed as if the shares were sold at the FMV under Section 50CA, and the buyer is taxed on the discount as income if they paid more than ₹50,000 below FMV under Section 56(2)(x). For an NRI, a long-term gain on unlisted shares, held more than 24 months, is taxed at 12.5% with no indexation and no foreign-exchange adjustment. The buyer withholds under Section 195, reducible with a Form 13 certificate, and the transfer between a resident and a non-resident is separately reported to the RBI through your bank under FEMA.

References on this page

  • Section 50CA: on an unlisted-share sale below fair market value, the FMV is deemed the sale consideration
  • Section 56(2)(x): the buyer is taxed on the discount if they pay more than ₹50,000 below FMV
  • NRI long-term gain on unlisted shares: 12.5%, no indexation and no forex benefit, held over 24 months
  • Section 195 TDS on the sale; FEMA Form FC-TRS reporting to the RBI

The fair-value floor cuts both ways

Unlisted shares have no market price, so the law substitutes a fair-value floor to stop under-pricing. On the seller's side, Section 50CA says that if you transfer unlisted shares for less than their fair market value, worked out under the prescribed valuation rules, the FMV is deemed to be your sale consideration for computing the gain, even if you actually received less.

On the buyer's side, there is a mirror charge. Under Section 56(2)(x), if the buyer acquires the shares for more than ₹50,000 below their fair market value, that shortfall is taxed in the buyer's hands as income from other sources. So an undervalued sale of unlisted shares can be taxed twice over, the seller on the full FMV and the buyer on the discount, which is why the price and a defensible valuation matter on both sides of the deal.

The NRI rate: 12.5%, no indexation, no forex adjustment

For a non-resident, the long-term gain on unlisted shares has its own treatment. The shares are long-term if held more than 24 months, and the gain is taxed at 12.5% for a sale on or after 23 July 2024, up from the earlier 10%.

Two reliefs that apply elsewhere do not apply here. There is no indexation of the cost, and, specific to unlisted shares in a non-resident's hands, there is no foreign-exchange adjustment either, the gain is computed on the rupee figures without the currency-fluctuation protection that a non-resident gets on listed shares. So an NRI selling unlisted shares is taxed at a flat 12.5% on the plain rupee gain. A practising CA computes it correctly and, where the shares are old, applies the right cost so the gain is not overstated.

The TDS and the FEMA reporting layer

As with any sale by a non-resident, the buyer must deduct TDS under Section 195 on the gain embedded in the price, at the 12.5% long-term rate plus surcharge and cess. Because the buyer cannot easily compute your gain, a Form 13 lower-deduction certificate is the tool that gets the deduction set to your real gain rather than a heavy figure on the gross.

Unlisted shares carry an extra layer that listed trades do not: a transfer between a resident and a non-resident is a FEMA transaction, reported to the RBI through your bank on Form FC-TRS within the prescribed timeline, with the pricing required to be at or above fair value. So the sale has two compliance strands running together, the income-tax charge and the FEMA reporting, and a practising CA keeps both aligned so the deal closes cleanly and your money moves without a hold.

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What's involved

What the CA actually does

  1. 1

    We value the shares defensibly

    We get a fair-market valuation under the prescribed rules so the price stands up on both sides and neither Section 50CA nor the buyer's Section 56(2)(x) charge is triggered by an unsupported low price.

  2. 2

    We compute the gain at the NRI rate

    We work the long-term gain at 12.5%, on the rupee figures with no indexation and no forex adjustment, applying the correct cost so it is not overstated.

  3. 3

    We reduce the TDS

    We file a Form 13 so the buyer's Section 195 deduction is on your real gain rather than a heavy amount on the gross consideration.

  4. 4

    We keep the FEMA side aligned

    We make sure the transfer is reported on Form FC-TRS through your bank at the right value, so the FEMA leg does not hold up the payment.

What to have ready

Documents you'll typically need

  • The share-purchase or transfer agreement
  • The company's financials, for the fair-value valuation
  • Your original acquisition records for the shares
  • Your NRO or NRE bank and demat details

Your destination country can change the details

Requirements differ from one consulate, university and visa route to the next — how recent the figures must be, how long funds must have been held, and which certificates are mandatory. We assemble the documents around the exact checklist you're applying under. To see how India's tax treaty with your country of residence affects related filings, set your country below or compare all 31 countries.

Frequently asked questions

Common questions

Selling your stake in a private Indian company?

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